Ho Yin Choy
蔡浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Choy (蔡浩然), CE reference ACR173. Currently licensed at 2 firm(s): China Galaxy International Futures (Hong Kong) Co., Limited, China Galaxy International Securities (Hong Kong) Co., Limited. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-03 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-24 | present |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-01 | 2011-10-19 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-01 | 2011-10-19 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-30 | 2010-03-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-05 | 2007-05-22 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-05 | 2007-05-22 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-03 | 2005-05-05 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-15 | 2005-05-05 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-16 | 2003-07-11 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-16 | 2003-07-11 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-16 | 2003-07-11 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 9 — Asset management | 2003-06-16 | 2003-07-11 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-07 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-07 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-07 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-07 |