Tsz To Yip
葉旨濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz To Yip (葉旨濤), CE reference APD110. Currently licensed at 2 firm(s): China Galaxy International Futures (Hong Kong) Co., Limited, China Galaxy International Securities (Hong Kong) Co., Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-02 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-21 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-25 | 2010-06-24 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2008-03-25 | 2010-06-24 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-24 | 2010-06-24 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-15 | 2007-12-29 |