Natalie Hoi Ching Law

羅凱晴
CE No. APQ238 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Natalie Hoi Ching Law (羅凱晴), CE reference APQ238. Currently licensed at 2 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited, China Galaxy International Futures (Hong Kong) Co., Limited. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
China Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司
Rep Type 1 — Dealing in securities 2012-02-08 present
China Galaxy International Futures (Hong Kong) Co., Limited
中國銀河國際期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2012-02-08 present
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 1 — Dealing in securities 2010-07-09 2012-01-22
Polaris Capital (Asia) Limited
寶來資本(亞洲)有限公司
Rep Type 1 — Dealing in securities 2007-09-17 2010-12-31

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