Lu Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu Wang (王璐), a licensed Representative with CE reference AGW114. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 23.3 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-06 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-13 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-01-13 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-09-06 | 2014-11-26 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-01-12 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-01-12 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-11 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-08-11 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-11 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-05 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-02 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-11 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lu Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.