Kwok Hung Li
李國雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hung Li (李國雄), a licensed former licensee with CE reference AAB213. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-09-06 | 2012-12-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-09-06 | 2012-12-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-05-31 | 2010-12-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-05-31 | 2010-12-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2010-06-30 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2010-06-30 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 4 — Advising on securities | present | 2010-06-30 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2010-06-30 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2010-06-30 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-09-05 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-09-02 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 9 — Asset management | present | 2010-06-30 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 9 — Asset management | present | 2010-06-30 |