Kwok Hung Li
李國雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hung Li (李國雄), a licensed former licensee with CE reference AAB213. This person has 9.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2011-09-06 | 2012-12-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2011-09-06 | 2012-12-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-05-31 | 2010-12-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2010-05-31 | 2010-12-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2010-06-30 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-06-30 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2010-06-30 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2010-06-30 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2010-06-30 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-05 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-02 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2010-06-30 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2010-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Hung Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.