Kam Piu Chak
翟錦標
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Piu Chak (翟錦標), a licensed former licensee with CE reference ABI227. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-08-01 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2014-08-01 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-10 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-08-10 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-10 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-05 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-02 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-10 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-10 |