Kwong Fai Tsui
徐光輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Fai Tsui (徐光輝), a licensed former licensee with CE reference AFS774. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-21 | 2018-06-29 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-03-04 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2005-03-04 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-08-10 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-08-10 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-08-10 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-09-05 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-09-02 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 9 - Asset management | present | 2004-08-10 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-08-10 |