Paul Lam
林保羅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Lam (林保羅), a licensed Responsible Officer with CE reference AGL904. Currently licensed at 1 firm(s): MFG Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.9 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-04-28 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-08 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 - Advising on securities | 2019-01-08 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 - Asset management | 2019-01-08 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-04-28 | 2025-12-31 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-02 | 2018-12-31 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-02-02 | 2018-12-31 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 9 - Asset management | 2016-02-02 | 2018-12-31 |
| STI Asset Management Limited | RO | Type 1 - Dealing in securities | 2016-01-04 | 2016-01-17 |
| First Fidelity Capital (International) Limited | RO | Type 1 - Dealing in securities | 2015-05-06 | 2016-01-17 |
| First Fidelity Capital (International) Limited | RO | Type 4 - Advising on securities | 2015-05-06 | 2016-01-17 |
| First Fidelity Capital (International) Limited | RO | Type 9 - Asset management | 2015-05-06 | 2016-01-17 |
| Ceres Asset Management Limited | RO | Type 9 - Asset management | 2014-12-19 | 2015-02-10 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
RO | Type 1 - Dealing in securities | 2013-10-07 | 2014-12-15 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
RO | Type 4 - Advising on securities | 2013-10-07 | 2014-12-15 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-19 | 2013-10-05 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-12 | 2011-12-06 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-12 | 2011-12-06 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-02 | 2010-06-12 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-03-02 | 2010-06-12 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-02 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-02 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-11 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wing Hin Chui | MFG Limited | 2019–present |
| Wai Lun Li | MFG Limited | 2020–present |
| Benji Lui | MFG Limited | 2019–present |
| Diana Siu Lan Lau | MFG Limited | 2019–2025 |
| Hay Ping Ng | MFG Limited | 2019–2024 |
| Chung Pang Ng | MFG Limited | 2019–present |
| Che Chiu Lee | MFG Limited | 2019–2024 |
| Chi Man Chow | MFG Limited | 2019–2025 |
| Ching Leung Wong | MFG Limited | 2019–2025 |
| Yik Yin Ng | MFG Limited | 2019–2023 |
| Wing Yan Georgia Lai | MFG Limited | 2020–present |
| Vancy Wai Ching Cheung | MFG Limited | 2019–2023 |
| Sin Ying Kwok | MFG Limited | 2019–present |
| Cheryl Sin Yu Chan | MFG Limited | 2019–2023 |
| Billy Ho Fu Wong | MFG Limited | 2019–2023 |
| Tak Wai Natalie Law | MFG Limited | 2019–2023 |
| Chung Lim Chu | MFG Limited | 2019–2024 |
| Ha Chun Roman Tsoi | MFG Limited | 2021–present |
| Ming Fong Tse | China Rise Securities Asset Management Company Limited | 2016–2018 |
| Ho Hon Leung | MFG Limited | 2019–2024 |