Hay Ping Ng
吳熹平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hay Ping Ng (吳熹平), a licensed former licensee with CE reference AAA049. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-11-01 | 2024-05-31 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-11-01 | 2024-05-31 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-07 | 2024-05-31 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 — Advising on securities | 2018-02-07 | 2024-05-31 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-01 | 2018-02-07 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-01 | 2018-02-07 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-07 | 2018-01-26 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
RO | Type 4 — Advising on securities | 2013-10-07 | 2018-01-26 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 — Advising on securities | 2010-05-25 | 2012-05-04 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-30 | 2012-05-04 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-08-11 | 2012-05-04 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-08-11 | 2012-05-04 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-05 | 2006-08-11 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-05 | 2006-08-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-05-13 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-05-13 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-03 |