Yik Yin Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Yin Ng (吳奕賢), a licensed Responsible Officer with CE reference ATN406. Currently licensed at 2 firm(s): Linkways Investment Management Limited, Linkways Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.4 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-07-19 | present |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-03-19 | present |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 4 - Advising on securities | 2024-03-19 | present |
| Linkways Asset Management Limited 嶺利資產管理有限公司 |
RO | Type 9 - Asset management | 2024-03-19 | present |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-16 | 2024-03-19 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-02-16 | 2024-07-19 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-16 | 2024-03-19 |
| Linkways Asset Management Limited 嶺利資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-02-16 | 2024-03-19 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-17 | 2023-09-30 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-08-17 | 2023-09-30 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 - Asset management | 2018-08-17 | 2023-09-30 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-16 | 2023-09-30 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-04-16 | 2023-09-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-30 | 2018-04-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-30 | 2018-04-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-05-30 | 2014-11-26 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-23 | 2014-03-27 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-23 | 2014-03-27 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-09-23 | 2014-03-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-10-16 | 2011-09-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-10 | 2011-09-09 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-10 | 2011-09-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yik Yin Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Ming Fong | MFG Limited | 2018–2023 |
| Duncan Man Yu Cheng | MFG Limited | 2018–2023 |
| Laurence Chi Ho Ma | MFG Limited | 2020–2023 |
| Ho Chun Yeung | MFG Limited | 2019–2023 |
| Tak Wai Natalie Law | MFG Limited | 2018–2023 |
| Hon Kwan Fong | MFG Limited | 2019–2023 |
| Ho Lun Hung | Linkways Asset Management Limited | 2024–present |
| Vancy Wai Ching Cheung | MFG Limited | 2018–2023 |
| Billy Ho Fu Wong | MFG Limited | 2018–2023 |
| Chung Lim Chu | MFG Limited | 2019–2023 |
| Michael Lam | Linkways Asset Management Limited | 2024–present |
| Hei Ming Chan | HSBC Broking Forex (Asia) Limited | 2011–2013 |
| Chi Fung Leong | MFG Limited | 2018–2023 |
| Wai Wah Leung | Linkways Asset Management Limited | 2024–present |
| Seng Wang Lee | Linkways Investment Management Limited | 2024–present |
| Che Chiu Lee | MFG Limited | 2018–2023 |
| Wing Hin Chui | MFG Limited | 2018–2023 |
| Diana Siu Lan Lau | MFG Limited | 2018–2023 |
| Siu Nin Ng | MFG Limited | 2020–2023 |
| Cheryl Sin Yu Chan | MFG Limited | 2018–2023 |