Ming Fong Tse
謝明晃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Fong Tse (謝明晃), a licensed former licensee with CE reference AYK913. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-05 | 2025-07-03 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-05 | 2025-07-03 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-23 | 2024-06-05 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-14 | 2025-07-03 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-14 | 2024-06-05 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-23 | 2018-11-14 |