Tat Man So

蘇達文
CE No. AGG842 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Man So (蘇達文), a licensed Responsible Officer with CE reference AGG842. Currently licensed at 1 firm(s): Bright Stream Capital Management Limited. Active regulated activities: Type 9 - Asset management. This person has 15.7 years of SFC licence history. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
Bright Stream Capital Management Limited
晴川資本管理有限公司
RO Type 9 - Asset management 2018-02-12 present
Bright Stream Capital Management Limited
晴川資本管理有限公司
Rep Type 9 - Asset management 2012-11-21 2018-02-12
Point72 Hong Kong Limited Rep Type 9 - Asset management 2008-12-11 2009-01-23
Point72 Hong Kong Limited Rep Type 9 - Asset management 2007-12-10 2008-10-16
ETRADE Securities (Hong Kong) Limited
億創證券(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-01-12
ETRADE Securities Limited
億創證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-01-12
ETRADE Securities (Hong Kong) Limited
億創證券(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-01-12
ETRADE Securities Limited
億創證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-01-12
ETRADE Securities (Hong Kong) Limited
億創證券(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-01-05
ETRADE Securities Limited
億創證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-01-05
ETRADE Securities (Hong Kong) Limited
億創證券(香港)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-01-05
ETRADE Securities Limited
億創證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-01-05
ETRADE Securities (Hong Kong) Limited
億創證券(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-05
ETRADE Securities Limited
億創證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-05

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