Pui Ming Lai
賴沛明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Ming Lai (賴沛明), a licensed former licensee with CE reference ACG762. This person has 0.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-29 | 2004-01-12 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-22 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-22 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-22 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-22 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-22 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-22 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-22 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-22 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-22 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Ming Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.