Lee Wah Ong
王利華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Wah Ong (王利華), a licensed former licensee with CE reference AEJ639. This person has 13.8 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-12-03 | 2016-12-31 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2007-12-03 | 2010-11-01 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-12-03 | 2016-12-31 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-03-30 | 2007-12-03 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-12-03 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-10-31 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-12-03 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-10-31 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-05 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-05 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-05 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-05 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-05 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lee Wah Ong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.