Sau Shan Chan
陳秀山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Shan Chan (陳秀山), a licensed former licensee with CE reference AGC410. This person has 1.5 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arete Capital Asia Limited |
Rep | Type 1 - Dealing in securities | 2021-08-17 | 2022-05-31 |
| Arete Capital Asia Limited |
Rep | Type 4 - Advising on securities | 2021-08-17 | 2022-05-31 |
| Arete Capital Asia Limited |
Rep | Type 9 - Asset management | 2021-08-17 | 2022-05-31 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-27 | 2019-06-12 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-09-27 | 2019-06-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Shan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.