Stephen Koon Chung Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Koon Chung Wong (王貫中), a licensed Representative with CE reference AGA156. Currently licensed at 1 firm(s): Harmony Wealth Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-21 | present |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-02-21 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-21 | 2023-02-08 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-01-21 | 2023-02-08 |
| YRD Asset Management Limited | Rep | Type 1 - Dealing in securities | 2020-08-14 | 2021-12-29 |
| YRD Asset Management Limited | Rep | Type 4 - Advising on securities | 2020-08-14 | 2021-12-29 |
| YRD Asset Management Limited | Rep | Type 9 - Asset management | 2020-08-14 | 2021-12-29 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-27 | 2008-02-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-27 | 2008-02-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Koon Chung Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.