Kwong Shan Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Shan Chan (陳廣山), a licensed Responsible Officer with CE reference AFV359. Currently licensed at 1 firm(s): CHINA GAN ASSET MANAGEMENT LIMITED. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.6 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CHINA GAN ASSET MANAGEMENT LIMITED 中贛資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-06-18 | present |
| CHINA GAN ASSET MANAGEMENT LIMITED 中贛資產管理有限公司 |
RO | Type 9 - Asset management | 2026-06-18 | present |
| Win Securities Limited 贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-06 | 2026-04-09 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-05 | 2024-06-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 4 - Advising on securities | 2023-05-05 | 2024-06-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 9 - Asset management | 2023-05-05 | 2024-06-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-20 | 2023-05-05 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-20 | 2023-05-05 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 - Asset management | 2022-07-20 | 2023-05-05 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-11-10 | 2022-05-31 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 9 - Asset management | 2019-01-11 | 2022-05-31 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-17 | 2022-05-31 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-06 | 2022-05-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-01 | 2018-06-29 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-01 | 2018-06-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-19 | 2017-09-21 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-05-19 | 2017-09-21 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-10 | 2017-02-01 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-05-10 | 2017-02-01 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-04 | 2004-04-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-04 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-02-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-02 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-02 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-02 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Shan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.