Sau Ling Lo
盧秀玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ling Lo (盧秀玲), CE reference AGJ506. Currently licensed at 2 firm(s): China Merchants Futures (HK) Co., Limited, China Merchants Securities (HK) Co., Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-26 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-05 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-05 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-05-05 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-05 |