Yuen Ling Law
羅婉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ling Law (羅婉玲), a licensed former licensee with CE reference ACO711. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-24 | 2024-05-29 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-18 | 2024-05-29 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-27 | 2007-03-01 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-30 | 2006-11-18 |