Lawrence Kwok Keung Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Kwok Keung Wong (黃國強), a licensed Responsible Officer with CE reference AFO320. Currently licensed at 1 firm(s): Jin Yi Financial Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-05-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 4 - Advising on securities | 2022-05-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 5 - Advising on futures contracts | 2022-05-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 9 - Asset management | 2022-05-16 | present |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-12-30 | 2022-03-31 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-31 | 2022-03-31 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2020-03-31 | 2022-03-31 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 9 - Asset management | 2020-03-31 | 2022-03-31 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-26 | 2020-03-31 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 - Asset management | 2020-03-26 | 2020-03-31 |
| China Shandong International Asset Management Limited 華魯國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-04-26 | 2020-03-15 |
| China Shandong International Asset Management Limited 華魯國際資產管理有限公司 |
RO | Type 9 - Asset management | 2019-04-26 | 2020-03-15 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-29 | 2019-03-31 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 - Asset management | 2013-02-19 | 2019-03-31 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2019-03-31 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2019-03-31 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-23 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-07-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-07-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-23 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lawrence Kwok Keung Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.