Wai Hung Fok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hung Fok (霍偉雄), a licensed Responsible Officer with CE reference AFN727. Currently licensed at 2 firm(s): I Win Asset Management Limited, I Win Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-12-13 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 9 - Asset management | 2023-12-13 | present |
| I Win Securities Limited 一盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-06 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-20 | 2023-12-13 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-03-01 | 2023-12-13 |
| I Win Securities Limited 一盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-16 | 2018-08-06 |
| iBest Investment Services Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2017-07-12 | 2018-03-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-04-23 | 2018-03-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2018-03-13 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2018-03-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Hung Fok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.