Eric Chun Sun Poon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Chun Sun Poon (潘浚燊), a licensed Representative with CE reference AEQ238. Currently licensed at 2 firm(s): First Shanghai Investment Management (HK) Limited, First Shanghai Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.7 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2025-11-18 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-08-28 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-08-28 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-08-28 | 2026-06-30 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-06 | 2025-03-12 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 - Advising on securities | 2025-02-06 | 2025-03-12 |
| South China Investment Management Limited 南華投資管理有限公司 |
RO | Type 9 - Asset management | 2025-02-06 | 2025-03-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-10 | 2025-02-06 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-12-10 | 2025-03-12 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-10 | 2025-02-06 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 - Asset management | 2024-12-10 | 2025-02-06 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-04-17 | 2024-09-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-14 | 2024-09-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2022-12-14 | 2024-09-04 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 9 - Asset management | 2022-12-14 | 2024-09-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-22 | 2022-12-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-22 | 2022-12-14 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-09-22 | 2022-12-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-01 | 2022-08-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-01 | 2022-08-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2021-03-01 | 2022-08-31 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-16 | 2021-02-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-01-16 | 2021-02-01 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
RO | Type 9 - Asset management | 2018-01-16 | 2021-02-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-22 | 2018-01-16 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-22 | 2018-01-16 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-09-22 | 2018-01-16 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2014-03-11 | 2017-09-04 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-24 | 2017-09-04 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-21 | 2017-09-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Chun Sun Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.