Su Lung Leung
梁肇麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Su Lung Leung (梁肇麟), CE reference BGA561. Currently licensed at 1 firm(s): Ethk Funds Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ethk Funds Limited | RO | Type 9 — Asset management | 2024-01-12 | present |
| Ethk Funds Limited | Rep | Type 9 — Asset management | 2023-12-11 | 2024-01-12 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-07 | 2023-06-14 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-07-07 | 2023-10-31 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 9 — Asset management | 2022-07-07 | 2023-10-31 |
| Lumineux Securities Limited 世傳證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-10 | 2022-07-05 |
| Lumineux Securities Limited 世傳證券有限公司 |
RO | Type 4 — Advising on securities | 2021-11-10 | 2022-07-05 |
| Lumineux Asset Management Limited 世傳資產管理有限公司 |
RO | Type 9 — Asset management | 2021-05-27 | 2022-07-05 |
| Lumineux Securities Limited 世傳證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-24 | 2021-11-10 |
| Lumineux Securities Limited 世傳證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-24 | 2021-11-10 |
| Lumineux Asset Management Limited 世傳資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-05-24 | 2021-05-27 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
RO | Type 9 — Asset management | 2021-03-03 | 2021-04-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-22 | 2021-04-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-22 | 2021-04-21 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-22 | 2021-03-03 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-25 | 2017-04-17 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-01 | 2017-01-06 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-01 | 2017-01-06 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-27 | 2015-11-23 |