Simon John Rigby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon John Rigby, a licensed former licensee with CE reference AEO842. This person has 8.3 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyd George Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-08-09 | 2011-11-30 |
| Lloyd George Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2003-09-25 | 2011-11-30 |
| Lloyd George Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2003-09-25 | 2011-11-30 |
| Mirabaud (Far East) Limited | RO | Type 4 - Advising on securities | 2003-07-31 | 2006-04-28 |
| Mirabaud (Far East) Limited | RO | Type 9 - Asset management | 2003-07-31 | 2006-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon John Rigby during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.