Mirabaud (Far East) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mirabaud (Far East) Limited ( ), CE reference ADW189. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2006-06-29 |
| Type 6 — Advising on corporate finance | present | 2005-02-23 |
| Type 9 — Asset management | present | 2006-06-29 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| John Palmer Holmes | RO 4, 6, 9 | Pre-2003 | 2003-08 |
| Simon John Rigby | RO 4, 9 | 2003-07 | 2006-04 |
| Richard Miles Wertheimer | RO 4, 9 | 2005-03 | 2006-04 |
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