Wai Man To
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man To (陶偉民), a licensed Responsible Officer with CE reference AEM387. Currently licensed at 1 firm(s): Delta Asia Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 20.0 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 9 - Asset management | 2026-03-03 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-12-04 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-12-04 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-19 | present |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-06-05 | 2026-05-21 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2019-06-05 | 2020-09-21 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-06-05 | 2026-05-21 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-03-06 | 2019-06-05 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 - Asset management | 2015-03-06 | 2025-07-28 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2015-01-19 | 2019-06-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-10 | 2015-01-03 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-02-10 | 2015-01-03 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-25 | 2011-04-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-15 | 2010-03-22 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-08 | 2005-06-29 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-04-12 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-11-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Man To during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.