Pui Cham
湛培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Cham (湛培), a licensed former licensee with CE reference AAY338. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-11-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-11-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-07 |