Ringo Cheukkai Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ringo Cheukkai Kwan (關卓啟), a licensed Responsible Officer with CE reference AEH242. Currently licensed at 2 firm(s): SBI China Capital Financial Services Limited, SBI China Capital Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 23.0 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2024-06-18 | present |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-06-07 | present |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-03-06 | 2022-04-29 |
| WRise Capital Limited 昇世資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-08-09 | 2022-04-29 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2014-12-09 | 2018-07-19 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-11-14 | 2018-07-19 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-25 | 2014-12-09 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-08-25 | 2014-11-14 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-28 | 2014-08-08 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2011-09-05 | 2012-02-28 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-09-05 | 2014-08-08 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-28 | 2011-09-05 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-28 | 2011-09-05 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-04-18 | 2011-07-09 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-13 | 2011-07-09 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-04-28 | 2011-04-01 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-11 | 2011-04-01 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-03-11 | 2010-04-28 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-22 | 2010-02-20 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-01-04 | 2010-02-20 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-12-27 | 2007-01-04 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-12-16 | 2006-12-16 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-12 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-12-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ringo Cheukkai Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.