Chuange Cheng
程傳閣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuange Cheng (程傳閣), a licensed former licensee with CE reference AKV311. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-29 | 2024-12-28 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-10 | 2024-12-28 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-10-10 | 2024-12-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2010-06-04 | 2024-12-28 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-06-04 | 2024-12-28 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2010-06-04 | 2024-12-28 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-08-14 | 2010-06-04 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-11-07 | 2010-06-04 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-03 | 2024-12-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2008-07-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-28 | 2008-03-03 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-18 | 2007-06-29 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 4 — Advising on securities | 2005-03-18 | 2007-06-29 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-12 | 2005-03-18 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-14 | 2005-03-18 |