Ka Fai Yuen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fai Yuen (阮家輝), a licensed Responsible Officer with CE reference ADX536. Currently licensed at 2 firm(s): Zhong Yang Capital Limited, Zhong Yang Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 4 - Advising on securities | 2018-02-05 | present |
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-02-05 | present |
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 9 - Asset management | 2018-02-05 | present |
| Zhong Yang Securities Limited 中陽證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-23 | present |
| Zhong Yang Securities Limited 中陽證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-06-23 | present |
| Zhong Yang Securities Limited 中陽證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-28 | 2017-06-23 |
| Zhong Yang Securities Limited 中陽證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-28 | 2017-06-23 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-08-02 | 2017-04-16 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-04-16 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-08-02 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Fai Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.