Joseph Yan Lap Chan
陳潤立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Yan Lap Chan (陳潤立), a licensed former licensee with CE reference ABL680. This person has 13.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-03-31 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Yan Lap Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.