Yat Ming Chan
陳日明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Ming Chan (陳日明), a licensed former licensee with CE reference ADR255. This person has 10.0 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2013-03-31 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2013-03-31 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Wai Hung Leung | Kaiser Futures Limited | 2003–2013 |
| John Lam Chek Tang | Kaiser Futures Limited | 2003–2013 |
| Ka Fai Yuen | Kaiser Futures Limited | 2003–2013 |
| Brian Wei Lung Fung | Kaiser Futures Limited | 2003–2013 |
| Chi Keung Ho | Kaiser Futures Limited | 2003–2013 |
| Francis Ka Hang Lee | Kaiser Futures Limited | 2003–2013 |
| Yiu Kei Lai | Kaiser Futures Limited | 2003–2013 |
| Cheuk Fai Tam | Kaiser Futures Limited | 2003–2013 |
| Dak Shing Kwong | Kaiser Futures Limited | 2003–2013 |
| Kin Chung Kwok | Kaiser Futures Limited | 2003–2009 |
| Fanny Tak Lin Ng | Kaiser Securities Limited | 2003–2013 |
| Chung Kwan Lo | Kaiser Futures Limited | 2003–2013 |
| Wing Hong Fung | Kaiser Futures Limited | 2003–2013 |
| Wai Hung | Kaiser Futures Limited | 2003–2013 |
| Joseph Yan Lap Chan | Kaiser Securities Limited | 2003–2013 |
| King Wah Lui | Kaiser Securities Limited | 2003–2013 |
| Tak Wa Li | Kaiser Futures Limited | 2004–2012 |
| Chi Fung Lei | Kaiser Futures Limited | 2005–2013 |
| Ying Yu Ha | Kaiser Securities Limited | 2005–2013 |
| Kam Keung Wong | Kaiser Securities Limited | 2005–2013 |