Francis Ka Hang Lee
李嘉行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Ka Hang Lee (李嘉行), a licensed former licensee with CE reference ADH587. This person has 15.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2018-06-08 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2018-06-08 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Francis Ka Hang Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| John Lam Chek Tang | Kaiser Futures Limited | 2003–2018 |
| Cheuk Fai Tam | Kaiser Futures Limited | 2003–2018 |
| Yiu Kei Lai | Kaiser Futures Limited | 2003–2018 |
| Brian Wei Lung Fung | Kaiser Futures Limited | 2003–2017 |
| Ka Fai Yuen | Kaiser Futures Limited | 2003–2017 |
| Chi Keung Ho | Kaiser Futures Limited | 2003–2016 |
| Wai Hung Leung | Kaiser Futures Limited | 2003–2015 |
| Yat Ming Chan | Kaiser Futures Limited | 2003–2013 |
| Dak Shing Kwong | Kaiser Futures Limited | 2003–2018 |
| Fanny Tak Lin Ng | Kaiser Securities Limited | 2003–2017 |
| Chung Kwan Lo | Kaiser Futures Limited | 2003–2018 |
| Wing Hong Fung | Kaiser Futures Limited | 2003–2018 |
| Wai Hung | Kaiser Futures Limited | 2003–2018 |
| King Wah Lui | Kaiser Securities Limited | 2003–2018 |
| Kam Keung Wong | Kaiser Securities Limited | 2005–2018 |
| Joseph Yan Lap Chan | Kaiser Securities Limited | 2003–2016 |
| Zhenxing Chen | Kaiser Securities Limited | 2006–2018 |
| Kin Chung Kwok | Kaiser Futures Limited | 2003–2009 |
| Ying Yu Ha | Kaiser Securities Limited | 2005–2016 |
| Tak Wa Li | Kaiser Futures Limited | 2004–2012 |