Howard Horg Wang Wong
王學宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard Horg Wang Wong (王學宏), a licensed Responsible Officer with CE reference ADV962. Currently licensed at 1 firm(s): Kingsway Financial Services Group Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.6 years of SFC licence history. Total licence records on file: 33.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 - Advising on securities | 2023-09-19 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 - Asset management | 2023-05-25 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-25 | 2023-09-19 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-27 | 2022-11-25 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-06-27 | 2022-11-25 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2020-09-23 | 2022-06-05 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 - Advising on securities | 2017-09-26 | 2022-06-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-22 | 2022-06-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-22 | 2022-06-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-15 | 2017-09-26 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-04 | 2016-05-15 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 - Advising on securities | 2011-06-24 | 2015-03-04 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-22 | 2011-06-24 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 4 - Advising on securities | 2010-08-30 | 2011-06-08 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 9 - Asset management | 2010-08-30 | 2011-06-08 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-17 | 2010-08-30 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-02-17 | 2010-08-30 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 4 - Advising on securities | 2009-08-21 | 2010-01-22 |
| Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 |
RO | Type 9 - Asset management | 2009-08-21 | 2010-01-22 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-03-22 | 2010-01-22 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2007-03-22 | 2010-01-22 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 9 - Asset management | 2007-03-22 | 2010-01-22 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 9 - Asset management | 2007-02-05 | 2007-03-22 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2006-05-04 | 2007-01-22 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-03-20 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-03-20 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-03-20 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-08-11 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-11 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-05 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-02 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-11 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Howard Horg Wang Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.