Tony Heung Ho Lam
林香豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Heung Ho Lam (林香豪), a licensed former licensee with CE reference AAE517. This person has 21.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-10 | 2024-07-29 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-03-10 | 2024-07-29 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 - Asset management | 2016-03-10 | 2024-07-29 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-22 | 2016-01-08 |
| YF Futures Company Limited 怡發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-12-22 | 2016-01-08 |
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-22 | 2016-01-08 |
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-12-22 | 2016-01-08 |
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-12-22 | 2016-01-08 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 - Asset management | 2011-10-10 | 2015-11-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-05 | 2015-11-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-05 | 2015-11-30 |
| Mainhope Investment Limited 名豪投資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-24 |
| Mainhope Investment Limited 名豪投資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2007-11-03 |
| Mainhope Investment Limited 名豪投資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-02-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tony Heung Ho Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.