Leon Hak Kan Chik
植克勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leon Hak Kan Chik (植克勤), a licensed Responsible Officer with CE reference ADT573. Currently licensed at 1 firm(s): ROCIM Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.3 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ROCIM Limited | RO | Type 4 - Advising on securities | 2025-03-06 | present |
| ROCIM Limited | RO | Type 9 - Asset management | 2025-03-06 | present |
| ROCIM Limited | Rep | Type 4 - Advising on securities | 2023-01-16 | 2025-03-06 |
| ROCIM Limited | Rep | Type 9 - Asset management | 2023-01-16 | 2025-03-06 |
| ROCIM Limited | Rep | Type 9 - Asset management | 2020-04-28 | 2020-12-07 |
| MainFirst Securities Hong Kong Limited | RO | Type 4 - Advising on securities | 2008-11-28 | 2009-09-15 |
| MainFirst Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | 2008-07-02 | 2008-11-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-14 | 2008-05-30 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | 2005-05-23 | 2005-11-12 |
| T & F Research Limited | Rep | Type 4 - Advising on securities | 2004-04-29 | 2005-05-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Leon Hak Kan Chik during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.