Tat Fai Sei
史達輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Fai Sei (史達輝), a licensed former licensee with CE reference AGF439. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Research Limited 中國光大資料研究有限公司 |
RO | Type 4 — Advising on securities | 2014-07-08 | 2019-02-20 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-13 | 2014-07-08 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
RO | Type 4 — Advising on securities | 2011-01-04 | 2013-04-26 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-10 | 2011-01-04 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-04-15 | 2009-08-24 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-13 | 2009-04-15 |
| T & F Equities Limited | RO | Type 1 — Dealing in securities | 2005-11-23 | 2006-06-01 |
| T & F Research Limited | RO | Type 4 — Advising on securities | 2004-06-21 | 2006-03-31 |
| T & F Research Limited | Rep | Type 4 — Advising on securities | 2003-04-24 | 2004-06-21 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-11 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-11 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-11 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-11 |