Russell Simon Francis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Russell Simon Francis ( ), a licensed former licensee with CE reference AIO548. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-29 | 2012-02-03 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2008-09-01 | 2009-08-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-06-04 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |