Russell Simon Francis

CE No. AIO548 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Russell Simon Francis (), a licensed former licensee with CE reference AIO548. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Samsung Securities (Asia) Limited
三星證券(亞洲)有限公司
Rep Type 4 — Advising on securities 2009-09-29 2012-02-03
MainFirst Securities Hong Kong Limited
Rep Type 4 — Advising on securities 2008-09-01 2009-08-14
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 — Dealing in securities present 2004-01-19
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 4 — Advising on securities present 2008-06-04
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 6 — Advising on corporate finance present 2004-01-19
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 9 — Asset management present 2004-01-19

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