ROCIM Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ROCIM Limited, CE reference AOX780. Currently licensed for regulated activity type(s) 4, 9. Current licensed staff on file: 2.
Registered address
1109, Tower 2, Lippo Centre, 89 Queensway, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2020-05-06 | present |
| Type 9 — Asset management | 2007-06-29 | present |
Licensed staff (2)
As of
| Name | Activities | Since |
|---|---|---|
| Walter Chang 陳華德 | RO 4, 9 | 2020-07 |
| Leon Hak Kan Chik 植克勤 | RO 4, 9 | 2025-03 |
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