ROCIM Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ROCIM Limited, a Hong Kong-based licensed corporation with CE reference AOX780. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 8). Earliest licence on file: 2007-06-29.
- Category:
-
Buyside · Hedge fund ?
- Registered address:
- 1109, Tower 2, Lippo Centre, 89 Queensway, Admiralty
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2020-05-06 | present |
| Type 9 - Asset management | 2007-06-29 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Walter Chang 陳華德 | RO 4, 9 | 2007-08 | Present |
| Leon Hak Kan Chik 植克勤 | RO 4, 9 Rep 4, 9 | 2020-04 | Present |
| Kim Chi King Pao 包子敬 | RO 4, 9 | 2007-06 | 2025-03 |
| Yifu Wang 王一富 | Rep 4, 9 | 2024-02 | 2024-08 |
| Qianying Wang 王倩穎 | Rep 9 | 2019-12 | 2021-03 |
| Yu Chuan Lee | RO 9 | 2018-08 | 2020-10 |
| Angela Man Ka Chun 秦漫珈 | RO 4, 9 | 2018-09 | 2020-08 |
| Susanna Shung Oi Lau 劉崇藹 | RO 9 | 2007-06 | 2012-04 |
Showing 1–8 of 8
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