Pik Lin Law
羅碧蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pik Lin Law (羅碧蓮), a licensed former licensee with CE reference ADR405. This person has 7.1 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2014-11-07 | 2018-04-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-02 | 2018-04-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-02 | 2018-04-16 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-09-02 | 2014-11-07 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2012-08-02 | 2014-06-03 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-10-31 | 2012-08-02 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-04-20 | 2009-10-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-17 |
| First State (Hong Kong) LLC | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-17 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-17 |
| First State (Hong Kong) LLC | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-17 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-09-17 |
| First State (Hong Kong) LLC | Rep | Type 9 - Asset management | Pre-2003 | 2003-09-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pik Lin Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.