Wai Keung Tam
譚偉強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Keung Tam (譚偉強), a licensed former licensee with CE reference ADM183. This person has 9.9 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-22 | 2023-09-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-22 | 2023-09-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 9 - Asset management | 2018-08-22 | 2023-09-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-13 | 2018-08-22 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-13 | 2018-08-22 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2015-09-02 | 2018-08-22 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-30 | 2011-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-05-08 | 2008-10-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2007-05-08 | 2008-10-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Keung Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.