Chun Him Chu
朱俊謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Him Chu (朱俊謙), a licensed former licensee with CE reference BFK977. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-18 | 2023-08-18 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-18 | 2023-08-18 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-18 | 2023-08-18 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-19 | 2016-04-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-19 | 2016-04-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2015-05-19 | 2016-04-01 |