Fong Kuo
郭芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fong Kuo (郭芳), a licensed former licensee with CE reference BCN607. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-05 | 2023-09-10 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-05 | 2023-09-10 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-02-05 | 2023-09-10 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-18 | 2015-09-01 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-12-18 | 2015-09-01 |