Kai Suen Chow
周繼旋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Suen Chow (周繼旋), CE reference AYJ858. Currently licensed at 1 firm(s): Hang Seng Investment Management Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-28 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2013-02-28 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-04 | present |