Desmond Ka Yiu Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Desmond Ka Yiu Ng (吳家耀), a licensed Representative with CE reference ACQ909. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.8 years of SFC licence history. Total licence records on file: 29.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-11-28 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-11-28 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2025-11-28 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 9 - Asset management | 2016-01-04 | 2025-07-26 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-01 | 2025-07-26 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 4 - Advising on securities | 2015-06-01 | 2025-07-26 |
| Allianz Global Investors Hong Kong Limited | RO | Type 1 - Dealing in securities | 2015-01-27 | 2015-05-31 |
| RCM Asia Pacific Limited | RO | Type 1 - Dealing in securities | 2015-01-27 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | RO | Type 4 - Advising on securities | 2015-01-27 | 2015-05-31 |
| RCM Asia Pacific Limited | RO | Type 4 - Advising on securities | 2015-01-27 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2014-10-29 | 2015-01-27 |
| RCM Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2014-10-29 | 2015-01-27 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | 2014-10-29 | 2015-01-27 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2014-10-29 | 2015-01-27 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-29 | 2014-08-08 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 - Dealing in securities | 2007-08-29 | 2014-08-08 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 - Advising on securities | 2007-08-29 | 2014-08-08 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-11 | 2007-08-29 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2006-09-11 | 2007-08-29 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2006-09-11 | 2007-08-29 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2005-01-31 | 2006-08-18 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2005-01-31 | 2006-08-18 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 9 - Asset management | 2005-01-31 | 2006-08-18 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-01-06 | 2006-08-18 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2005-01-06 | 2006-08-18 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-01-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Desmond Ka Yiu Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.