Gordon Michael Crosbie-Walsh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gordon Michael Crosbie-Walsh, a licensed former licensee with CE reference ACD934. This person has 18.1 years of SFC licence history. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Equities First Holdings Hong Kong Limited | RO | Type 1 - Dealing in securities | 2020-10-21 | 2026-06-26 |
| Equities First Holdings Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-08-27 | 2020-10-21 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-10 | 2020-08-11 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 4 - Advising on securities | 2020-07-10 | 2020-08-11 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-07-10 | 2020-08-11 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-20 | 2020-07-10 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-03 | 2020-04-23 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-12 | 2018-12-07 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 4 - Advising on securities | 2015-08-12 | 2018-12-07 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-08-12 | 2018-12-07 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-19 | 2015-08-12 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-19 | 2015-08-12 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-09-19 | 2015-08-12 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2010-08-06 | 2013-06-26 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2010-08-06 | 2013-06-26 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2010-08-06 | 2013-06-26 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-07-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-07-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gordon Michael Crosbie-Walsh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.