Lei Yang

楊雷
CE No. BCY602 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Yang (楊雷), a licensed former licensee with CE reference BCY602. This person has 3.6 years of SFC licence history. Total licence records on file: 16.

Licence history

FirmRoleRegulated activityFromTo
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
RO Type 1 - Dealing in securities 2021-07-09 2022-06-21
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
RO Type 1 - Dealing in securities 2021-07-09 2022-06-21
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
RO Type 4 - Advising on securities 2021-07-09 2022-06-21
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
RO Type 4 - Advising on securities 2021-07-09 2022-06-21
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 1 - Dealing in securities 2021-01-26 2021-07-09
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 - Dealing in securities 2021-01-26 2021-07-09
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 4 - Advising on securities 2021-01-26 2021-07-09
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 4 - Advising on securities 2021-01-26 2021-07-09
China Vered Securities Limited
中薇證券有限公司
RO Type 1 - Dealing in securities 2020-07-27 2020-12-31
China Vered Securities Limited
中薇證券有限公司
RO Type 4 - Advising on securities 2020-07-27 2020-12-31
China Vered Securities Limited
中薇證券有限公司
Rep Type 4 - Advising on securities 2020-07-20 2020-07-27
China Vered Securities Limited
中薇證券有限公司
Rep Type 6 - Advising on corporate finance 2020-07-20 2020-12-31
China Vered Securities Limited
中薇證券有限公司
Rep Type 1 - Dealing in securities 2020-05-22 2020-07-27
Shun Loong Securities Company Limited
順隆證券行有限公司
Rep Type 1 - Dealing in securities 2019-08-23 2020-03-04
BOCI Asia Limited
中銀國際亞洲有限公司
Rep Type 1 - Dealing in securities 2014-02-20 2015-03-16
BOCI Asia Limited
中銀國際亞洲有限公司
Rep Type 6 - Advising on corporate finance 2014-02-20 2015-03-16

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