Yue Li
李約
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Li (李約), a licensed Representative with CE reference BFU987. Currently licensed at 1 firm(s): Equities First Holdings Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 10.0 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Equities First Holdings Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-05-27 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-28 | 2023-10-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-28 | 2023-10-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-06-28 | 2023-10-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-03 | 2021-12-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-03 | 2021-12-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-09-03 | 2021-12-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-17 | 2019-06-07 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-17 | 2019-06-07 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Yue Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Wai Ho Chong | Equities First Holdings Hong Kong Limited | 2024–present |
| Kin Fung Wong | Equities First Holdings Hong Kong Limited | 2024–present |
| Hin Wai Chan | Equities First Holdings Hong Kong Limited | 2024–present |
| Vincent Xu | Equities First Holdings Hong Kong Limited | 2024–present |
| Bing Xue | Equities First Holdings Hong Kong Limited | 2024–present |
| Chin Loong Yap | Equities First Holdings Hong Kong Limited | 2024–present |
| Gordon Michael Crosbie-Walsh | Equities First Holdings Hong Kong Limited | 2024–2026 |
| Yuya Suzuki | Equities First Holdings Hong Kong Limited | 2024–2026 |
| Tong Liu | Equities First Holdings Hong Kong Limited | 2024–2025 |
| Yajuan Hu | Equities First Holdings Hong Kong Limited | 2025–2026 |
| Ying Kin Lee | Equities First Holdings Hong Kong Limited | 2024 |