Wai Kin Yeung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin Yeung (楊偉堅), a licensed Responsible Officer with CE reference ACC364. Currently licensed at 2 firm(s): First Shanghai Investment Management (HK) Limited, First Shanghai Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-03-18 | present |
| First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2015-03-18 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | present |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-05-31 | 2014-05-28 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2010-05-31 | 2014-05-28 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 4 - Advising on securities | 2006-05-30 | 2007-05-07 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 9 - Asset management | 2006-05-30 | 2007-05-07 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-02 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2010-06-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kin Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.