Norman Tsun Man Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norman Tsun Man Chan (陳俊文), a licensed Responsible Officer with CE reference ABW233. Currently licensed at 1 firm(s): Legend Arb Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 16.8 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2025-11-17 | present |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-11-17 | present |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 9 - Asset management | 2025-11-17 | present |
| SynerWealth Financial Limited 匯心金融有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-07 | 2020-06-12 |
| SynerWealth Financial Limited 匯心金融有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-07 | 2018-11-07 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2011-11-28 | 2018-04-30 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 4 - Advising on securities | 2011-11-28 | 2018-04-30 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 9 - Asset management | 2011-11-28 | 2018-04-30 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-06 | 2011-11-28 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-06 | 2011-11-28 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 - Asset management | 2011-10-06 | 2011-11-28 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2009-08-13 | 2011-09-01 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 - Asset management | 2009-08-13 | 2011-09-01 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 4 - Advising on securities | 2007-06-12 | 2009-08-07 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 9 - Asset management | 2007-06-12 | 2009-08-07 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 4 - Advising on securities | 2004-01-20 | 2007-05-04 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 9 - Asset management | 2004-01-20 | 2007-05-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Norman Tsun Man Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.